Compliance & Audit
Proactive, risk-based compliance drives accountability and revenue assurance.
Audits recover a fraction of liability at a multiple of the cost. DataBP replaces the audit-first model with continuous, risk-scored compliance: monitor every relationship, survey proactively, escalate only what the evidence supports, and recover revenue while keeping the customer relationship intact.
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Proactive Risk-Based Compliance
Monitor and enforce data licensing compliance at scale with business intelligence and highly automated workflows that seamlessly integrate with DataBP’s end-to-end commercial management platform.
Rethink Compliance
Proactive, risk-based compliance avoids audit costs and inefficiency. Audits recover a fraction of liability at a multiple of the cost. DataBP replaces the audit-first model with continuous, risk-scored compliance: monitor every relationship, survey proactively, escalate only what the evidence supports, and recover revenue while keeping the customer relationship intact.
Compliance Intelligence
Business intelligence strengthens compliance activities and prevents revenue leakage from non-compliant use or failure to report, significantly reducing operational risk.
Streamline Audits
Streamline audit processes with planning tools and structured communications for full audit visibility and management.
Compliance Case Management
Drive accountability through actionable insights that flag discrepancies and trigger immediate review and action from your customers for ongoing alignment and compliance.
Improve Accountability and Swiftly Identify Compliance Risks
Proactive and timely compliance monitoring to consistently identify and address potential compliance risks as your business grows
A Complete Toolkit to Enhance Accountability, Identify Risks and Efficiently Act
Significantly reduce operational risk through proactive monitoring and automated checks. Minimize revenue leakage by swiftly identifying discrepancies and non-compliant usage.
Compliance Surveys
Design custom surveys to capture usage information and validate against existing licenses.
Reconciliations
Programmatically reconcile entitlements with usage reports to identify compliance risks.
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Exception Thresholds
Configure custom limits to trigger automated compliance workflows.
Case Management
Track open cases, monitor status, and log follow-up actions for timely resolution.
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Contextual Workflows
Build workflows based on survey responses to drive next steps (e.g., updating license, correcting reporting).
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Audit Management
Centralized audit tracking from start to finish, including templates, communications, and third-party coordination.
Download the product sheetResolve Revenue Leaks to Maximize Your Market Data ROI
Address inefficient licensing and reclaim lost revenue with smart data management
Contracted Revenue
It is estimated that less than half of contracted market data revenues are ever realized due to operational risk
Audits
Audits are expensive and typically recover only a fraction of the liability
Leakage
Leakage from non-compliant use or failure to accurately report represents a significant operational risk
Errors
Manual processes and improper tooling often lead to costly administrative errors
Realized Revenue
Inefficiency of Market Data Licensing
Market data licensing inefficiency is costing the industry. Changes in data consumption, poor governance, and ineffective management mean only a fraction of contracted revenues are realized.
Latest News
LSEG Partners with DataBP on AI-enablement
The London Stock Exchange and DataBP announce their partnership to bring AI-ready licensing intelligence to its market data customers.
Randall Hopkins Joins DataCT as President & Chief Administration Officer
DataCT, the independent Administrator of the U.S. Consolidated Tape Plan and an independent affiliate of DataBP, has announced the appointment of Randall Hopkins as President & Chief Administration Officer. The…
DataBP at FISD London: Markets Go 24×5
The future of markets is becoming increasingly always-on, and DataBP was part of the conversation at FISD London. CEO Mark Schaedel moderated a panel exploring 24×5 trading, one of the…